• Compliance & Risk outsourcing   

• CFO on-demand, short and long term secondments, M&A transactions

• AML – review of KYC, KYT, post audit remediation, SRO affiliations

• FINMA license applications

• Corporate governance advisory, organisation, internal regulation

• Internal investigations

Our mandates to date

Wealth Managers – Risk control / Compliance functions outsourcing, regulatory watch

Banks – AML / review of client files KYC

Banks – accounting & financial reporting advisory, internal regulation

Wealth Managers – audit preparation, FINMA license application

Securities firm – Board secretaryship

Fintech – FINMA license application as per 1b LB

Fintech – company incorporation, SRO affiliation, regulatory advice, board membership

Card business – Mastercard principal membership

Industry – CFO on-demand, fund raising & M&A